Insider: Donald Gordon Maxwell Coxe
Issuer Name: Spanish Mountain Gold Ltd.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2020121919 Dec, 20 | 2020121616 Dec, 20 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 200,000 | 0.36 | 800,000 |
| 2020101515 Oct, 20 | 2020101515 Oct, 20 | Indirect Ownership : Coxe Advisors LLC. | Common Shares | 54 - Exercise of warrants | 666,666 | 0.05 | 1,783,332 |
| 2020101515 Oct, 20 | 2020101515 Oct, 20 | Indirect Ownership : Coxe Advisors LLC. | Warrants (Common Shares) | 54 - Exercise of warrants | -666,666 | 0.05 | 200,000 |
| 2019071212 Jul, 19 | 2019071212 Jul, 19 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 200,000 | 0 | 600,000 |
| 2018070404 Jul, 18 | 2018070303 Jul, 18 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 200,000 | 0.1 | 400,000 |
| 2017100303 Oct, 17 | 2017092828 Sep, 17 | Indirect Ownership : Coxe Advisors LLC. | Common Shares | 16 - Acquisition or disposition under a prospectus exemption | 200,000 | 0.13 | 1,116,666 |
| 2017100303 Oct, 17 | 2017092828 Sep, 17 | Indirect Ownership : Coxe Advisors LLC. | Warrants (Common Shares) | 16 - Acquisition or disposition under a prospectus exemption | 200,000 | 0 | 866,666 |
| 2016092929 Sep, 16 | 2016092323 Sep, 16 | Direct Ownership : | Options (Common Shares) | 52 - Expiration of options | -750,000 | 0.82 | 0 |
| 2016092929 Sep, 16 | 2016092323 Sep, 16 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 200,000 | 0.16 | 200,000 |
| 2015112929 Nov, 15 | 2011092020 Sep, 11 | Indirect Ownership : Coxe Advisors LLC. | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 250,000 |
| 2015112929 Nov, 15 | 2015102323 Oct, 15 | Indirect Ownership : Coxe Advisors LLC. | Common Shares | 16 - Acquisition or disposition under a prospectus exemption | 666,666 | 0.03 | 916,666 |
| 2015112929 Nov, 15 | 2011092020 Sep, 11 | Indirect Ownership : Coxe Advisors LLC. | Warrants (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2015112929 Nov, 15 | 2015102323 Oct, 15 | Indirect Ownership : Coxe Advisors LLC. | Warrants (Common Shares) | 16 - Acquisition or disposition under a prospectus exemption | 666,666 | 0.05 | 666,666 |
| 2015112828 Nov, 15 | 2011092020 Sep, 11 | Direct Ownership : | Options (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 750,000 |
| 2011092929 Sep, 11 | 2011092020 Sep, 11 | Direct Ownership : | Options (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Coxe Commodity Strategy Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2016101414 Oct, 16 | 2016101111 Oct, 16 | Direct Ownership : | Units Class A Combined Units | 59 - Exercise for cash | -150,000 | 9.888 | 0 |
| 2011012020 Jan, 11 | 2011012020 Jan, 11 | Direct Ownership : | Units Class A Combined Units | 10 - Acquisition or disposition in the public market | 18,400 | 9.4193 | 150,000 |
| 2011011919 Jan, 11 | 2011011414 Jan, 11 | Direct Ownership : | Units Class A Combined Units | 10 - Acquisition or disposition in the public market | 7,800 | 9.5659 | 103,800 |
| 2011011919 Jan, 11 | 2011011818 Jan, 11 | Direct Ownership : | Units Class A Combined Units | 10 - Acquisition or disposition in the public market | 4,400 | 9.7591 | 108,200 |
| 2011011919 Jan, 11 | 2011011919 Jan, 11 | Direct Ownership : | Units Class A Combined Units | 10 - Acquisition or disposition in the public market | 23,400 | 9.6831 | 131,600 |
| 2010041414 Apr, 10 | 2010040505 Apr, 10 | Direct Ownership : | Units Class A Combined Units | 10 - Acquisition or disposition in the public market | 12,100 | 7.97 | 72,100 |
| 2010041414 Apr, 10 | 2010040606 Apr, 10 | Direct Ownership : | Units Class A Combined Units | 10 - Acquisition or disposition in the public market | 23,900 | 8.0278 | 96,000 |
| 2009121010 Dec, 09 | 2009120202 Dec, 09 | Direct Ownership : | Units Class A Combined Units | 10 - Acquisition or disposition in the public market | 25,000 | 8.0684 | 0 |
| 2009121010 Dec, 09 | 2009120202 Dec, 09 | Direct Ownership : | Units Class A Combined Units | 10 - Acquisition or disposition in the public market | 25,000 | 8.0684 | 60,000 |
| 2008091111 Sep, 08 | 2008082929 Aug, 08 | Direct Ownership : | Units Class A Combined Units | 10 - Acquisition or disposition in the public market | 35,000 | 8.68 | 35,000 |
| 2008091111 Sep, 08 | 2008090404 Sep, 08 | Direct Ownership : | Units Class A Combined Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
